Corporate & Securities

We focus on

Providing a full suite of corporate and securities counsel and transaction support for entrepreneurs, managers, and companies at every stage of their development.

Our expertise, experience, and business acumen in the corporate and securities space is the backbone of everything we do. It is the foundation on which each of our service offerings are built. Our goal is to prioritize practicality and attentiveness, making the complex simple by taking the time to understand our clients' businesses and providing tailored legal solutions to protect their legal and financial rights.

Our Services

Get answers to common questions about our practice areas.

About our services
Entity Formations
Governance Issues
Securities Transactions and Compliance
Capital Raising
Equity Compensation
Mergers & Acquisitions
Commercial Contracts and Leasing
Business Breakups, Buyouts, and Disputes
Outside General Counsel Services

Recent Industries Represented

Technology
AI
SaaS
Financial Services
FinTech
Medical Products
Healthcare Technology

Media
Retail
Consumer Products
Professional Services
Hospitality
Food and Beverage

Recent Transactions

Corporate & Securities

Represented a financial services company in a $200M capital raise through the issuance of debt through a special purpose entity.

"The team is practical, hard-working, responsive, and smart —all the things we wanted in counsel for this transaction."

"I wish we had found the Riggs Davie team at the beginning of our start-up journey; we couldn’t ask for better partners to lead us through the process."

Founder and CEO, Care Eco Corp.

"They cut through the BS and explain the legal situation in a way that makes sense so that I can make the decision that makes the most sense for the business."

Founder and President, Amity Holdings LLC dba Medicore

"I recommend them highly to anyone seeking corporate legal guidance."

Executive Vice President, Christine Valmy Inc.

"Their level of expertise in the startup and venture world has made a huge difference for us."

Flourish

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